Services
Our Expertise
We provide practical, reliable support designed to remove complexity and give you confidence in your compliance. Whether you need help strengthening your existing AML framework, updating your client facing documentation, or reviewing your processes, our fixed-fee service is built to meet you where you are. Clear guidance, tailored solutions, and a calm, professional approach - so you can stay focused on running your business, whether you are a Will Writer, Estate Planner, or Probate Provider.
AML Framework Review
A thorough review of your existing AML controls to identify gaps, weaknesses and opportunities for improvement. You'll receive clear, practical recommendations aligned with current regulations.
We can prepare or revamp your AML Company-Wide Risk Assessment, policies, and procedures, to ensure they accurately reflect your products and services, clients, and delivery channels.
Compliance Review & Documentation Support
Comprehensive reviews of your compliance materials and client facing documents, including websites, terms of business, client care documents and internal procedures. Ensure that your documentation is clear, accurate, and aligned with ever-increasing requirements.
Training
Engaging compliance training tailored to the estate planning sector, complete with practical examples and the occasional war story to bring the lessons to life. Available for individuals, small teams, or business-wide, remotely or in person. Topics include:
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GDPR
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AML
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Vulnerability and Capacity
Technology Adoption and Platform Selection
Support with technology adoption and platform selection, helping you identify, assess and implement the right tools for your business. From onboarding systems to document management, our independent guidance can help ensure that your technology is effective, compliant, user friendly, and aligned with your operational needs.
Complaint Handling Support
Help with assessing concerns clearly, preparing responses, and ensuring that your approach reflects industry standard expectations around client care and professional standards. Protect your business and maintain the trust of your clients.